Nierenberg Investment Management Company, Inc. (Camas)

Name: Nierenberg Investment Management Company, Inc.
Address: 19605 Ne 8 Th Street, Camas, WA, 98607 9252
Telephone: 360-604-8600

Nierenberg Investment Management Company, Inc. is a large advisory firm based in Camas. It manages $107.51 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Washington.

Nierenberg Investment Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nierenberg Investment Management Company: assets under management

The assets under management (AUM) of Nierenberg Investment Management Company, Inc. is $107.51 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $107.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.88 million each.

Nierenberg Investment Management Company has custody of $103.59 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nierenberg Investment Management Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients David Nierenberg serves?

The only and largest group of clients of David Nierenberg is pooled investment vehicles with 4 clients and $107.51 million of assets under management. Among the 9 most similar advisory firms, Nierenberg Investment Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $107.51 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Nierenberg Investment Management Company also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.

Careers at Nierenberg Investment Management Company, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Nierenberg has been acting as President since 1 Dec 1995. Hannelore Nmn Bauer Kuehl joined the executive team most recently as the Chief Compliance Officer And Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Nierenberg	President	1 Dec 1995	75% - 100%	1852334
Patricia Ann Nierenberg	Secretary/treasurer	1 Dec 1995	Other	5857748
Inc. Nierenberg Investment Management Company	Shareholder of nierenberg investment management offshore, inc.	1 Aug 2003	75% - 100%	91-1677205
Cara Marie Jacobsen	Vice president	1 Jan 2004	Other	5857747
Carrie E. Bass	Chief compliance officer, chief financial officer and chief operating officer	1 Jan 2012	Other	6024600
Damon Laughlin Benedict	Vice president	1 May 2014	Other	6331545
Lysun Nmn Seto	Chief compliance officer and chief financial officer	1 Jul 2014	Other	2951056
Hannelore Nmn Bauer Kuehl	Chief compliance officer and chief financial officer	1 Aug 2015	Other	4815555

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
David Nierenberg	Shareholder	1 Aug 2003	75% - 100%	1852334

Based in Camas

The principal office where Nierenberg Investment Management Company, Inc. performs its advisory services is located at 19605 Ne 8 Th Street, Camas, WA 98607 9252, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 360-604-8600 or by fax 360-604-1811. The normal business hours are 7:30 am - 5:00 pm (pacific time) on Monday - Friday. You can find more information about the New York firm at d3familyfund.com.