Otus Capital Management Limited (London)


Otus Capital Management Limited is a large advisory firm based in London. It manages $634.3 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005.

Otus Capital Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Otus Capital Management Limited: assets under management

The assets under management (AUM) of Otus Capital Management Limited is $634.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 278% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $634.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $105.72 million each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Otus Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Andrew Pitcairn Nunneley serves?

The only and largest group of clients of Andrew Pitcairn Nunneley is pooled investment vehicles with 4 clients and $463 million of assets under management. Among the 5 most similar advisory firms, Otus Capital Management Limited has the lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $463 million for 4 clients. 81% of the firm’s clients are foreign persons or businesses.

Otus Capital Management Limited also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Otus Capital Management Limited

The company employs 13 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew Pitcairn Nunneley has been acting as President since 1 Oct 2015. Claire Griffiths joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew Gibbs Chief executive officer 1 Oct 2000 75% - 100% 6702959
Andrew L Gibbs Portfolio manager 1 Nov 2000 25% - 50% 5077865
Paul F Hale Chief operating & compliance officer 1 Nov 2000 Other 5077871
Otus Capital Management Limited General partner 1 Nov 2000 Other 4095762
Paul F Hale Chief compliance officer 1 Dec 2000 Other 5077871
Claire Griffiths Portfolio manager 1 Jan 2004 25% - 50% 5077869
Andrew Pitcairn Nunneley Director 1 Oct 2015 Other 6807976

Based in London

The principal office where Otus Capital Management Limited performs its advisory services is located at 29 Queen Annes Gate, London, Sw1 H 9 Bu, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 020 7227 0000 or by fax 020 7227 0001. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at otuscapital.com.