Portfolio Management Consultants (Denver)


Portfolio Management Consultants is a large advisory firm based in Denver. It manages $3.58 billion of regulatory assets for 5,584 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Portfolio Management Consultants provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Portfolio Management Consultants: assets under management

The assets under management (AUM) of Portfolio Management Consultants is $3.58 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $397.7 million in discretionary accounts and $3.18 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $910.96 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Portfolio Management Consultants for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Portfolio Management Consultants

Gary Philip Engle has been acting as President since 1 May 1999. Brian Keith Andrew has served as the Chief Investment Officer since 1 Oct 2000. Stephen Charles Omeara joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Toku Yanari Senior vice president 1 Jan 1985 Other 1631099
Inc. Pmc International Parent of applicant 1 Sep 1997 75% - 100% 84-0627374
Gary Philip Engle Director 1 May 1999 Other 1009773
Dale Joseph Seier Treasurer, sr vp 1 Dec 1999 Other 2441308
John Joseph Mulherin Ceo, chairman 1 Jan 2000 Other 2677528
Dottie Mae Demark Vice president compliance 1 Apr 2000 Other 1250802
Brian Keith Andrew Chief investment officer 1 Oct 2000 Other 2240211
John Robert Merrell President, coo, director 1 Nov 2000 Other 1240246
Stephen Charles Omeara Secretary 1 Jan 2001 Other 2324240

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. The Ziegler Companies Parent of pmci 1 Dec 1998 75% - 100% 39-1148883

Based in Denver

The principal office where Portfolio Management Consultants performs its advisory services is located at 555 17 Th Street, 14 Th Floor, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-292-1177 or by fax 303-293-2152. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.pmcdenver.com.