Montag & Caldwell, LLC is a large advisory firm based in Atlanta. It manages $2.1 billion of regulatory assets for 439 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 16 other states.
Montag & Caldwell provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for european funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Montag & Caldwell, LLC is $2.1 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and $68.01 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Montag & Caldwell, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Charles Everett Markwalter is pension and profit sharing plans with 19 clients and $828.88 million of assets under management. Among the 9 most similar advisory firms, Montag & Caldwell has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $2.1 billion for 439 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Montag & Caldwell doesn't advise any private funds.
The company employs 21 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Charles Everett Markwalter has been acting as President since 1 Mar 2017. Janet Boutin Bunch joined the executive team most recently as the Managing Principal And Director Of Operations.
The principal office where Montag & Caldwell, LLC performs its advisory services is located at 3455 Peachtree Rd Ne Ste 1200, Atlanta, GA 30326 4202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 404-836-7100 or by fax 404-836-7230. The normal business hours are 9:00 am -5:00 pm on Monday - Friday. You can find more information about the New York firm at montag.com.