The Jordan Company, L.P. (New York)


The Jordan Company, L.P. is a large advisory firm based in New York. It manages $10.49 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

The Jordan Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Jordan Company: assets under management

The assets under management (AUM) of The Jordan Company, L.P. is $10.49 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and $1.08 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $10.49 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $699.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Jordan Company, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Jordan Company serves?

The only and largest group of clients of The Jordan Company is pooled investment vehicles with 15 clients and $10.49 billion of assets under management. Among the 9 most similar advisory firms, The Jordan Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $10.49 billion for 15 clients. 20% of the firm’s clients are foreign persons or businesses.

The Jordan Company also advises several private funds. Namely, twelve private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $20,000,000.

Careers at The Jordan Company, L.P.

The company employs 51 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Weaver Jordan Chairman, managing principal, and limited partner 1 Dec 2002 Other 262068
Jonathan Freeman Boucher Managing principal and limited partner 1 Dec 2002 Other 6027928
Albert Richard Caputo Managing principal and limited partner 1 Dec 2002 Other 1868376
Thomas Herman Quinn Managing principal and limited partner (ownership code "b" for the jordan company iii) 1 Dec 2002 Other 6027938
Adam Edward Max Managing principal and limited partner (ownership code "b" for the jordan company iii) 1 Dec 2002 Other 1161212
Llc The Jordan Company Gp General partner 1 Dec 2002 Other 61-1436421
David Wayne Zalaznick Managing principal 1 Dec 2002 Other 712135
A Richard Caputo Managing principal 1 Dec 2002 Other 1868376
Llc The Jordan Company Ii Gp General partner of the jordan company ii 1 Dec 2006 Other 20-8104259
David Wayne Zalaznick Limited partner of the jordan company and the jordan company ii only 1 Aug 2012 Other 712135
Llc The Jordan Company Iii Gp General partner of the jordan company iii 1 Jan 2013 Other 46-3321072
Peter (Jr) Carbonara Cco, vice president, controller 1 Apr 2013 Other 2151574
Eric Bryan Phipps Chief compliance officer 1 Oct 2014 Other 2766256
Peter (Jr) Carbonara Chief financial officer 1 Jan 2015 Other 2151574
Ugochukwu Ofodile Ude Chief compliance officer 1 Sep 2017 Other 6871963

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eion Hu Partnership board member 1 Sep 2018 Other 2935549
Michael Roger Denvir Partnership board member 1 Sep 2018 Other 7091904
Brian Joseph Higgins Partnership board member 1 Sep 2018 Other 7091905
David Michael Butler Partnership board member 1 Sep 2018 Other 7091908

Based in New York

The principal office where The Jordan Company, L.P. performs its advisory services is located at 399 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 572-0800 or by fax 212 320-0458. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at thejordancompany.com.