ALPhacat Capital Inc. (Parsippany)

Name: ALPhacat Capital Inc.
Address: 300 Kimball Drive, Parsippany, NJ, 07054
Telephone: 201-847-8600

ALPhacat Capital Inc. is a large advisory firm based in Parsippany. It manages $4.71 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2015.

ALPhacat Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhacat Capital: assets under management

The assets under management (AUM) of ALPhacat Capital Inc. is $4.71 billion. The firm's AUM has grown by 4% since the beginning of its operation, and $4.71 billion of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 86% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 14% of the firm’s portfolio.

What kind of clients ALPhacat Capital serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of ALPhacat Capital is pooled investment vehicles with 9 clients and $4.29 billion of assets under management. Among the 11 most similar advisory firms, ALPhacat Capital has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.71 billion for 10 clients. 100% of the firm’s clients are foreign persons or businesses.

ALPhacat Capital also advises several private funds.

Careers at ALPhacat Capital Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph P Brooks	Executive vice president	1 Aug 2015	Other	3107533
Inc. Validus Specialty	Corporate owner	1 Aug 2015	75% - 100%	98-0553749
Robert Francis Kuzloski	Cco,general counsel, president and chief executive officer	1 Aug 2015	Other	6134869
Joseph Paschal Brooks	Executive vice president	1 Aug 2015	Other	3107533
David Andrew Brown	Chief compliance officer	1 Jul 2018	Other	6992032

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Validus Holdings (Uk) Plc	Corporate owner	1 Aug 2015	75% - 100%	foreign entity
Ltd. Validus Reinsurance	Corporate owner	1 Aug 2015	75% - 100%	foreign entity
Ltd. Validus Holdings	Corporate owner	1 Aug 2015	75% - 100%	foreign entity
Inc. American International Group	Corporate owner	1 Jul 2018	75% - 100%	13-2592361

Based in Parsippany

The principal office where ALPhacat Capital Inc. performs its advisory services is located at 300 Kimball Drive, Parsippany, NJ 07054 The mailing address of the firm is 29 Richmond Road, Pembroke, Hm 08. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-847-8600. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at validusholdings.com.