Rawdin Baron Financial, Inc. (San Diego)


Rawdin Baron Financial, Inc. is an adviser based in San Diego. It manages $41.51 million of regulatory assets for 140 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Rawdin Baron Financial provides financial planning services, portfolio management for individuals and small businesses, and tax planning preparation services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rawdin Baron Financial: assets under management

The assets under management (AUM) of Rawdin Baron Financial, Inc. is $41.51 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $41.51 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $296.48 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rawdin Baron Financial, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rawdin Baron Financial, Inc.

Bruce Eric Rawdin Baron has been acting as President since 1 Jan 2000. Bruce And Michelle Rawdin Baron Trust Dtd 8/24/1990 joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bruce Eric Rawdin Baron President/cfo/cco 1 Jan 2000 50% - 75% 1139804
Michelle Lynn Rawdin Baron Secretary/treasurer 1 Jan 2000 50% - 75% 4904443
Steven W Pollock Vice president 1 Nov 2010 Other 5173195
Bruce And Michelle Rawdin Baron Trust Dtd 8/24/1990 Owner 1 Dec 2011 50% - 75% xxx-xx-xxxx
Pollock Living Trust Dtd 7/14/2010 Owner 1 Dec 2011 25% - 50% xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Steven W Pollock Trustee 1 Jul 2010 75% - 100% 5173195

Based in San Diego

The principal office where Rawdin Baron Financial, Inc. performs its advisory services is located at 4747 Morena Blvd., Suite 102, San Diego, CA 92117 3466 The mailing address of the firm is P.O. Box 90487, San Diego, CA 92169 2487. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-483-7500 or by fax 858-483-7679. The normal business hours are 9am to 5pm on Monday - Friday.