Sapin Capital Management, LLC (Philadelphia)


Sapin Capital Management, LLC is a pension cosultant based in Philadelphia. It manages $10.5 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Pennsylvania.

Sapin Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sapin Capital Management: assets under management

The assets under management (AUM) of Sapin Capital Management, LLC is $10.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sapin Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sapin Capital Management, LLC

Daniel Gideon Cohen has been acting as President since 1 Jun 2007. Llc Cohen Brothers joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Cohen Brothers Owner 1 Jun 2007 75% - 100% 01-0825075
Kenneth Richard Smith Chief compliance officer 1 Jun 2007 Other 2300203
Daniel Gideon Cohen Director 1 Jun 2007 Other 4385288
Christopher Ricciardi Director 1 Jun 2007 Other 2161899
John Vincent Moran Director 1 Jun 2007 Other 4501465
Lee Albert Calfo Director 1 Jun 2007 Other 4782334
James Joseph Mcentee Director 1 Jun 2007 Other 4636674
Shami Jitendra Patel Director 1 Jun 2007 Other 1739169

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daniel Gideon Cohen Member 1 Oct 2001 75% - 100% 4385288
Llc Cohen Bros. Financial Owner 1 Apr 2005 50% - 75% 30-0071447

Based in Philadelphia

The principal office where Sapin Capital Management, LLC performs its advisory services is located at 2929 Arch Street, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-701-9635 or by fax 215-701-8278. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cohenandcompany.com.