Globalis Investments, LLC (Boston)


Globalis Investments, LLC is a large advisory firm based in Boston. It manages $61.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Massachusetts and Texas.

Globalis Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Globalis Investments: assets under management

The assets under management (AUM) of Globalis Investments, LLC is $61.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 145% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Globalis Investments, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Globalis Investments, LLC

Ignacio Elpidio Sosa has been acting as President since 1 Jul 2006. David Paul Dali has served as the Chief Investment Officer since 1 Nov 2008. Macquarie Group Limited joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ignacio Elpidio Sosa Director 1 Jul 2006 Other 4909711
David Paul Dali Director 1 Jul 2006 Other 2469659
Augustine Ming Wong Chief compliance officer 1 Jul 2006 Other 4682800
Macquarie Holdings (Usa) Inc. Direct owner 1 Jul 2006 50% - 75% 13-3789912
Oneworld Investments Lp Direct owner 1 Jul 2006 50% - 75% 109403
Laurence Wing Yiu Cheng Director 1 Jul 2006 Other 4623346
Oliver Tennant Yates Director 1 Jul 2006 Other 3013840
Tan Yuan Kueh Director 1 Jul 2006 Other 4365566
David John Craig Director 1 Jul 2006 Other 5195030
Charles Wheeler Director 1 Aug 2007 Other 5409762
Globalis Management Llc Direct owner 1 Feb 2008 25% - 50% 20-5344710
Llc Fpcz Eci Direct owner 1 Feb 2008 Other 26-1684745
Elizabeth Rachel Flisser Director 1 Feb 2008 Other 2782993
Sally Louise Worrall Chief compliance officer 1 Jul 2008 Other 5571936
Stephen Jon Darke Director 1 Aug 2008 Other 5269777
Christianna Wood Director 1 Aug 2008 Other 1208803
David Paul Dali Chief investment officer 1 Nov 2008 Other 2469659
Stephen Jon Darke Managing director 1 Nov 2008 Other 5269777
Macquarie Capital Investment Management Inc. Direct owner 1 Nov 2008 75% - 100% 26-3490931

Indirect Owners

The SEC currently registers 17 indirect owners.

Name Entity Date acquired Ownership Employer ID
Macquarie Equities (Us) Holdings Pty Limited Owner 1 Aug 1994 75% - 100% n/a
Macquarie Bank Limited Owner 1 Aug 1997 75% - 100% 98-0163788
Llc Oneworld Investments General partner 1 Mar 1999 Other 04-3467587
Ignacio Elpidio Sosa Owner/manager 1 Mar 1999 50% - 75% 4909711
David Paul Dali Owner/manager 1 Mar 1999 50% - 75% 2469659
Macquarie Group International Holdings Pty Ltd Owner 1 Apr 2007 75% - 100% 98-0530186
Macquarie Group (Us) Holdings No. 1 Pty Ltd Owner 1 Apr 2007 75% - 100% 98-0530184
Macquarie Capital International Holdings Pty Ltd Owner 1 Apr 2007 75% - 100% 98-0530186
Macquarie Group Limited Owner 1 Nov 2007 75% - 100% n/a
Macquarie Financial Holdings Limited Owner 1 Nov 2007 75% - 100% n/a
Macquarie Capital Group Pty Ltd Owner 1 Nov 2007 75% - 100% n/a
Macquarie Group Limited Owner 1 Nov 2008 75% - 100% n/a
Macquarie B.H. Pty Ltd Owner 1 Nov 2008 75% - 100% n/a
Macquarie Bank Limited Owner 1 Nov 2008 75% - 100% n/a
Macquarie Americas Holdings Pty Ltd Owner 1 Nov 2008 75% - 100% n/a
Macquarie Funding Holdings Inc. Owner 1 Nov 2008 75% - 100% 26-5913559
Macquarie Ne Holdings Inc. Owner 1 Nov 2008 75% - 100% 26-3490855

Based in Boston

The principal office where Globalis Investments, LLC performs its advisory services is located at One International Place, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-310-5182 or by fax 617-310-5183. The normal business hours are 7am-6pm on Monday - Friday.