Pilgrim Baxter Value Investors Inc (Wayne)


Pilgrim Baxter Value Investors Inc is a large advisory firm based in Wayne. It manages $904.8 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Pilgrim Baxter Value Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pilgrim Baxter Value Investors: assets under management

The assets under management (AUM) of Pilgrim Baxter Value Investors Inc is $904.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $904.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $180.96 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pilgrim Baxter Value Investors Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pilgrim Baxter Value Investors Inc

Michael Sutton has served as the Chief Investment Officer since 1 Jul 2001. Brian Christopher Dillon joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
United Asset Management Corp. 100% shareholder of pilgrim baxter & associates, ltd. 1 Apr 1995 75% - 100% 04-2714625
Inc. Old Mutual (Us) Holdings 100% shareholder of pilgrim baxter & associates, ltd. 1 Apr 1995 75% - 100% 04-2714625
Harold Joseph Baxter Chairman, ceo, director 1 Oct 1996 Other 1770490
Gary Louis Pilgrim President, director 1 Oct 1996 Other 2572128
Eric Charles Schneider Chief financial officer, treasurer 1 Oct 1996 Other 3103665
Amy S Yuter Chief compliance officer 1 Oct 1996 Other 2699617
John Mark Zerr General counsel, secretary 1 Nov 1996 Other 2792416
Ltd. Pilgrim Baxter & Associates Shareholder 1 Sep 1997 75% - 100% 23-2797802
Stephen M Wellman Senior vice president 1 Jan 1998 Other 2080023
Plc Old Mutual 100% shareholder of uam 1 Sep 2000 75% - 100% foreign
Old Mutual Life Assurance Co. (South Africa) Ltd. 8.71% shareholder of old mutual, plc 1 Sep 2000 Other foreign
Old Mutual Life Holdings (South Africa) Ltd. 100% shareholder of old mutual life assurance co. (south africa) ltd. 1 Sep 2000 75% - 100% foreign
Old Mutual (South Africa) Ltd. 100% shareholder of old mutual life holdings (south africa) ltd. 1 Sep 2000 75% - 100% foreign
Old Mutual (Netherlands) B.V. 100% shareholder of old mutual (south africa) ltd. 1 Sep 2000 75% - 100% foreign
Om Group (Uk) Ltd. 100% shareholder of old mutual (netherlands) b.v. 1 Sep 2000 75% - 100% foreign
Brian Christopher Dillon Chief compliance officer 1 Apr 2001 Other 2352372
Michael Sutton Chief investment officer 1 Jul 2001 Other 2083084

Based in Wayne

The principal office where Pilgrim Baxter Value Investors Inc performs its advisory services is located at 1400 Liberty Ridge Drive, Wayne, PA 19087 5593, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 610-647-4100 or by fax 610-722-9138. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at uam.com.