Weston Capital Advisor, LLC (Boston)


Weston Capital Advisor, LLC is an investment adviser to an investment company based in Boston. It manages $52.29 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Massachusetts.

Weston Capital Advisor provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Weston Capital Advisor: assets under management

The assets under management (AUM) of Weston Capital Advisor, LLC is $52.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 272% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $52.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.29 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Weston Capital Advisor, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Weston Capital Advisor serves?

The only and largest group of clients of Weston Capital Advisor is investment companies with 1 clients and $52.29 million of assets under management. Among the 4 most similar advisory firms, Weston Capital Advisor has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $52.29 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Weston Capital Advisor doesn't advise any private funds.

Careers at Weston Capital Advisor, LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joel Mark Shulman Managing member 1 Jun 2010 75% - 100% 2267287
David Ryan Cragg Chief compliance officer 1 Jun 2010 Other 2344003
Pentegra Db Plan For Financial Institutions Member 1 Apr 2013 25% - 50% 13-5645888
Alissa Shulman Cco & cfo 1 Dec 2017 Other 6916089
Alissa Hattie Shulman Chief financial officer 1 Dec 2017 Other 6916089
Mihai Rares Prisacariu Chief compliance officer 1 Jun 2019 Other 7134482

Based in Boston

The principal office where Weston Capital Advisor, LLC performs its advisory services is located at 175 Federal Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-279-0045 or by fax 617-904-1614. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at ershares.com and its LinkedIn profile.