Pineview Asset Management, LP (Greenwich)


Pineview Asset Management, LP is a large advisory firm based in Greenwich. It manages $585.92 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Connecticut.

Pineview Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pineview Asset Management: assets under management

The assets under management (AUM) of Pineview Asset Management, LP is $585.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 255% since the beginning of its operation, and $521.41 million of the total AUM is attributable to clients outside of the United States.

The firm manages $585.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.65 million each.
Pineview Asset Management has custody of $585.92 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pineview Asset Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Scott Siminerio serves?

The only and largest group of clients of Michael Scott Siminerio is pooled investment vehicles with 6 clients and $585.92 million of assets under management. Among the 9 most similar advisory firms, Pineview Asset Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $585.92 million for 6 clients. 67% of the firm’s clients are foreign persons or businesses.

Pineview Asset Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Pineview Asset Management, LP

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Scott Siminerio has been acting as President since 1 Jan 2014. John Paul Lofaso joined the executive team most recently as the Chief Compliance Officer / Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Pineview Capital Llc General partner 1 Dec 2013 Other 46-4272287
Larry Craig Petrella Limited partner/chief executive officer 1 Jan 2014 50% - 75% 2217003
Michael Scott Siminerio Limited partner/president 1 Jan 2014 25% - 50% 2766274
Christopher Thomas Conneely Chief financial officer/chief compliance officer 1 Feb 2014 Other 5075736
John Paul Lofaso Chief compliance officer / chief financial officer 1 Sep 2016 Other 2894382

Based in Greenwich

The principal office where Pineview Asset Management, LP performs its advisory services is located at Greenwich Financial Center, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (203)-489-1400 or by fax 2034891402. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.