Giraffes, Inc. Dba Financial Concepts is a large advisory firm based in Columbus. It manages $488.44 million of regulatory assets for 1,458 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Arkansas, Florida, and 9 other states.
Giraffes, Inc. Dba Financial Concepts provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Giraffes, Inc. Dba Financial Concepts is $488.44 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Giraffes, Inc. Dba Financial Concepts for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Giraffes, Inc. Dba Financial Concepts is individuals with 1,450 clients and $339.63 million of assets under management. Among the 8 most similar advisory firms, Giraffes, Inc. Dba Financial Concepts has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $488.34 million for 1,554 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Giraffes, Inc. Dba Financial Concepts doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Giraffes, Inc. Dba Financial Concepts performs its advisory services is located at 1121 Second Ave N, Columbus, MS 39701, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 662-327-1480 or by fax 662-327-9607. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at fincon.net.