Ottoman Capital (Shibuya Ku)


Ottoman Capital is an adviser based in Shibuya Ku. It manages $35 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Ottoman Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ottoman Capital: assets under management

The assets under management (AUM) of Ottoman Capital is $35 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 900% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ottoman Capital for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ottoman Capital

James Phillip Fiorillo Ortega has been acting as President since 1 Apr 2004. Joseph Peter Schmelzeis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Phillip Fiorillo Ortega Director 1 Apr 2004 75% - 100% 5090446
Joseph Peter Schmelzeis Chief compliance officer 1 Jan 2005 Other 5090445

Based in Shibuya Ku

The principal office where Ottoman Capital performs its advisory services is located at 7 F Asheitz Tomigaya 1 10 2, Shibuya Ku, 151 0063, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 81-3-5790-5701 or by fax 81-3-5790-5705. The normal business hours are 9:00-6:00 on Monday - Friday.