Eubel Brady & Suttman Asset Management Inc (Dayton)

Name: Eubel Brady & Suttman Asset Management Inc
Address: 10100 Innovation Drive, Dayton, OH, 45342
Telephone: 937-291-1223

Eubel Brady & Suttman Asset Management Inc is a large advisory firm based in Dayton. It manages $1.13 billion of regulatory assets for 1,600 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 18 other states.

Eubel Brady & Suttman Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eubel Brady & Suttman Asset Management: assets under management

The assets under management (AUM) of Eubel Brady & Suttman Asset Management Inc is $1.13 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 144% since the beginning of its operation, and $896.8 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $1.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $708.06 thousand each.

Eubel Brady & Suttman Asset Management has custody of $456.13 million in cash and securities for 265 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 42% of the total AUM. The second-largest asset type is exchange traded securities, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eubel Brady & Suttman Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eubel Brady & Suttman Asset Management serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Eubel Brady & Suttman Asset Management is high net worth individuals with 263 clients and $443.08 million of assets under management. Among the 8 most similar advisory firms, Eubel Brady & Suttman Asset Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.13 billion for 763 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eubel Brady & Suttman Asset Management also advises several private funds. Namely, one hedge fund and one real estate fund. The minimum investment commitment required of non-related persons ranges from $150,000 to $250,000.

Careers at Eubel Brady & Suttman Asset Management Inc

The company employs 29 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ronald Lee Eubel	Director, co-cio	1 Aug 1993	Other	2160007
Mark E Brady	Ceo, co-cio, chief compliance officer, director	1 Aug 1993	Other	2157638
Robert John Suttman	President, director	1 Aug 1993	Other	2160035
Bernard James Holtgreive	Vice president	1 Aug 1993	Other	2144216
William Eugene Hazel	Vice president	1 Mar 2000	Other	2105397
Kirby C. Leeper	Chief information officer	1 Oct 2000	Other	4934610
Melinda L. Eubel	Chief financial officer	1 Mar 2003	Other	4934616
David Keith Ray	Coo, secretary/treasurer, director	1 Sep 2003	Other	4783388
Robert Edward Stirling	Chief compliance officer	1 Jun 2004	Other	4380803
Robert Edward Stirling	Chief compliance officer, general counsel	1 Sep 2006	Other	4380803
Scott Edger Lundy	Vice president, director	1 Jan 2009	Other	4340708
Kenneth Edward Leist	Director of operations	1 Jan 2009	Other	2142376
Paul David Crichton	Director of trading	1 Jan 2009	Other	2156994
Julie E Smallwood	Vice president	1 Jan 2009	Other	4622247
Aaron Hillman	Senior securities analyst	1 Aug 2012	Other	2894485
Kimberly A. Riley	Chief financial officer	1 Jun 2016	Other	6690946
Teresa Lynne King	Chief compliance officer	1 Mar 2019	Other	2555362

Based in Dayton

The principal office where Eubel Brady & Suttman Asset Management Inc performs its advisory services is located at 10100 Innovation Drive, Dayton, OH 45342, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 937-291-1223 or by fax 937-291-9360. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ebs-asset.com.