Oakbrook Investments LLC is a large advisory firm based in Lisle. It manages $1.51 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Illinois and Massachusetts.
Oakbrook Investments provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Oakbrook Investments LLC is $1.51 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Oakbrook Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to other investment advisers, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Oakbrook Investments is pension and profit sharing plans with 15 clients and $1.16 billion of assets under management. Among the 9 most similar advisory firms, Oakbrook Investments has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $1.42 billion for 28 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Oakbrook Investments doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Oakbrook Investments LLC performs its advisory services is located at 2300 Cabot Drive, Lisle, IL 60532 4616, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 630-271-0100 or by fax 630-271-0150. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at oakbrookinvest.com.