Lloyd Capital LLC (Geneva)


Lloyd Capital LLC is an adviser based in Geneva. It manages $7.29 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2011.

Lloyd Capital provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lloyd Capital: assets under management

The assets under management (AUM) of Lloyd Capital LLC is $7.29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and $439.29 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $7.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $911.85 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 69% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 26% of the firm’s portfolio. Investments in pooled investment vehicles form 3% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lloyd Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lloyd Capital serves?

The firm provides services to high net worth individuals and corporations or other businesses. The largest group of clients of Lloyd Capital is high net worth individuals with 5 clients and $5.12 million of assets under management. Among the 3 most similar advisory firms, Lloyd Capital has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $6.86 million for 7 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 30% of the firm’s clients are foreign persons or businesses.

Lloyd Capital doesn't advise any private funds.

Careers at Lloyd Capital LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Philip Nordell Carey Managing partner, chief compliance officer, ceo, cio 1 Apr 2011 75% - 100% 5975633

Based in Geneva

The principal office where Lloyd Capital LLC performs its advisory services is located at Rue Adrien Lachenal 22, Geneva, 1207, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number + 41 22 311 0102 or by fax + 41 22 594 8851. The normal business hours are 9:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at lloydcapital.ch.