Breton Hill Capital Ltd is a large advisory firm based in Toronto, Ontario. It manages $2.03 billion of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2016.
Breton Hill Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Breton Hill Capital Ltd is $2.03 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 73% since the beginning of its operation, and $2.03 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Breton Hill Capital Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Breton Hill Capital is pooled investment vehicles with 29 clients and $1.94 billion of assets under management. Among the 12 most similar advisory firms, Breton Hill Capital has the 6th lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.94 billion for 29 clients. 100% of the firm’s clients are foreign persons or businesses.
Breton Hill Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.
The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Nb Acquisitionco Ulc joined the executive team most recently as the Shareholder.
The principal office where Breton Hill Capital Ltd performs its advisory services is located at 2 Bloor Street East,, Toronto, Ontario, M4 W 1 A8, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 647-347-9371 or by fax 1-888-487-9903. The normal business hours are 9-6pm on Monday - Friday. You can find more information about the New York firm at nb.com/bretonhill.