J.P. Morgan Institutional Investments Inc. (New York)

J.P. Morgan Institutional Investments Inc. is a large advisory firm based in New York. It manages $13.58 billion of regulatory assets for 116,242 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

J.P. Morgan Institutional Investments provides portfolio management for individuals and small businesses and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.P. Morgan Institutional Investments: assets under management

The assets under management (AUM) of J.P. Morgan Institutional Investments Inc. is $13.58 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2128% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.86 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.P. Morgan Institutional Investments Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at J.P. Morgan Institutional Investments Inc.

Eric John Carr has been acting as President since 1 Sep 2002. Catherine Ann Keating joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
J.P. Morgan Securities Holdings Inc.	Sole stockholder	1 May 1999	75% - 100%	13-3224023
Eric John Carr	Srop	1 May 1999	Other	2306603
J.P. Morgan Securities Holdings Llc	Sole stockholder	1 May 1999	75% - 100%	13-3224023
Eric John Carr	Msrb principal	1 Apr 2002	Other	2306603
Eric John Carr	President	1 Sep 2002	Other	2306603
Marianne Kietryn Zychal	General counsel and secretary	1 Sep 2002	Other	xxx-xx-xxxx
James C. P. Berry	Assistant secretary	1 Sep 2002	Other	xxx-xx-xxxx
Euisun Lisa Lee	Assistant secretary	1 Sep 2002	Other	xxx-xx-xxxx
Timothy Samson	Assistant secretary	1 Sep 2002	Other	xxx-xx-xxxx
Eve Guernsey	Director	1 Sep 2002	Other	2861310
Paul Louis Scibetta	Director	1 Jan 2004	Other	xxx-xx-xxxx
Peter J Swiatek	Chief financial officer	1 May 2004	Other	4766764
Kevin Kloza	Vice president - chief compliance officer	1 Jul 2004	Other	2188958
Garrett Alden Walls	Director	1 Feb 2005	Other	2366940
Anthony Joseph Iii Morose	Ceo	1 Jan 2006	Other	2363554
Mustafa Mohamedali Fazel	Vice president - chief compliance officer	1 Feb 2006	Other	2198857
Joel Roe Mullett	Crop	1 Feb 2006	Other	2965106
Kevin Kloza	Vice president - chief compliance officer	1 Jun 2006	Other	2188958
Kevin Kloza	Crop	1 Oct 2006	Other	2188958
Eric John Carr	Ceo	1 Nov 2006	Other	2306603
James Arthur Hoffmann	Srop	1 Dec 2006	Other	1949574
Thomas Richard Kmak	Director	1 Feb 2007	Other	2040608
Eric John Carr	Director	1 Feb 2007	Other	2306603
Karen Fischer Prange	General counsel and secretary	1 Jul 2007	Other	xxx-xx-xxxx
Paul Simpson	Director	1 Jul 2007	Other	xxx-xx-xxxx
John Hardy Iii Hunt	Director	1 Oct 2007	Other	1951361
Mary Jane Block	Chief financial officer	1 Feb 2008	Other	3038815
James Murphy	Director	1 Apr 2008	Other	xxx-xx-xxxx
James Arthur Hoffmann	Director	1 Oct 2008	Other	1949574
Pamela Ann Popp	Director	1 Oct 2008	Other	2715434
Colleen Anne Meade	Assistant secretary	1 Nov 2008	Other	5615089
Christine Nini Anna Bannerman	Assistant secretary	1 Nov 2008	Other	5615327
George Crosby White Gatch	Director	1 Jul 2010	Other	4320888
Verlin Lester Horn	Director	1 Sep 2010	Other	3126041
Robert Lynn Young	Director	1 Jan 2011	Other	2883922
Karen Fischer Prange	Executive director & assistant secretary	1 Apr 2011	Other	2890728
Mary Jane Block	Executive director & treasurer	1 Apr 2011	Other	3038815
James Arthur Hoffmann	Senior vice president	1 Apr 2011	Other	1949574
George Crosby White Gatch	President	1 Apr 2011	Other	4320888
Verlin Lester Horn	Managing director	1 Apr 2011	Other	3126041
Robert Lynn Young	Managing director	1 Apr 2011	Other	2883922
Robert Frank Deutsch	Managing director	1 Apr 2011	Other	1560465
David Lawrence Musto	Managing director	1 Apr 2011	Other	2623276
Michael Richard Machulski	Managing director	1 Apr 2011	Other	4726972
Catherine Ann Keating	Managing director	1 Nov 2012	Other	3222275

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
J.P. Morgan Chase & Co.	Sole stockholder	1 Jan 2001	75% - 100%	13-2624428

Based in New York

The principal office where J.P. Morgan Institutional Investments Inc. performs its advisory services is located at 270 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Overland Park, KS. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-648-0882 or by fax 866-342-1267. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.