Hbk Investments L.P. (Dallas)


Hbk Investments L.P. is a large advisory firm based in Dallas. It manages $29.74 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Delaware, Texas, and Virginia.

Hbk Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hbk Investments: assets under management

The assets under management (AUM) of Hbk Investments L.P. is $29.74 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 380% since the beginning of its operation, and $20.86 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $29.74 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.25 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hbk Investments L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hbk Investments serves?

The only and largest group of clients of Hbk Investments is pooled investment vehicles with 7 clients and $29.74 billion of assets under management. Among the 8 most similar advisory firms, Hbk Investments has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $29.74 billion for 7 clients. 57% of the firm’s clients are foreign persons or businesses.

Hbk Investments also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $3,000,000.

Careers at Hbk Investments L.P.

The company employs 253 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Hbk Partners Ii L.P. General partner 1 Nov 1995 75% - 100% 75-2622580
Jamiel Andrew Akhtar Managing director 1 Nov 1995 Other 2334883
William Edward Rose Managing director 1 Nov 1995 Other 1981942
Carol Jayne Biondo Chief compliance officer 1 Jan 2006 Other 5087631
Richard Lloyd Booth Managing director 1 Jan 2007 Other 1442595
Jon Ludwig Mosle Managing director (chief legal officer) 1 Jan 2007 Other 3205819
Kevin Alan Oneal Managing director (chief operating officer) 1 Jan 2007 Other 2668807
John Baker Gentry Managing director (chief financial officer) 1 Jan 2007 Other 2344706
David Costen Haley President, managing director 1 Nov 2007 Other 2520227
Laurence Hugh Lebowitz Chairman, managing director 1 Nov 2007 Other 2262336
Heather Lynne Harris Chief financial officer 1 Mar 2015 Other 4144805

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Hbk Management Llc General partner 1 Nov 1995 Other 75-2622525
Richard Lloyd Booth Member 1 Jan 2010 25% - 50% 1442595
Jamiel Andrew Akhtar Member 1 Jan 2010 25% - 50% 2334883
David Costen Haley Member 1 Jan 2010 25% - 50% 2520227
William Edward Rose Member 1 Jan 2010 25% - 50% 1981942

Based in Dallas

The principal office where Hbk Investments L.P. performs its advisory services is located at 2300 North Field Street, Dallas, TX 75201 7849, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-758-6107 or by fax 214-758-1207. The normal business hours are 8:00 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at hbk.com.