Usallianz Advisers, LLC (Minneapolis)

Usallianz Advisers, LLC is a large advisory firm based in Minneapolis. It manages $5.84 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2001.

Usallianz Advisers provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Usallianz Advisers: assets under management

The assets under management (AUM) of Usallianz Advisers, LLC is $5.84 billion. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $911.25 million in discretionary accounts and $4.93 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $303.75 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $182.46 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Usallianz Advisers, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Usallianz Advisers, LLC

Jeffrey Walter Kletti has been acting as President since 1 Mar 2001. Carl Edward Oberholtzer joined the executive team most recently as the Director And Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Allianz Life Insurance Company Of North America	Member	1 Mar 2001	75% - 100%	41-1366075
Michael Mead Ahles	Chief financial officer	1 Mar 2001	Other	2473963
Jeffrey Walter Kletti	Senior vice president/director	1 Mar 2001	Other	1674658
Christopher Harry Pinkerton	President/director	1 Mar 2001	Other	1385371
Corey Jay Walther	Director	1 Aug 2003	Other	2398952
Tracy Hohensee Gardner	Director	1 Aug 2003	Other	2598167
Stephen Gerard Simon	Chief compliance officer	1 Oct 2004	Other	4871134
Stephen Simon	Chief compliance officer	1 Oct 2004	Other	4871134
Jeffrey Walter Kletti	President/director	1 Apr 2005	Other	1674658
Carl Edward Oberholtzer	Director and vice president	1 Apr 2005	Other	1004664
Carolyn Beach Shaw	Director and vice president	1 Apr 2005	Other	4317937
Mark Allen Zesbaugh	Director, vice president and assistant treasurer	1 Apr 2005	Other	2736497
Kevin Eduard Walker	Director, vice president and assistant treasurer	1 Apr 2005	Other	5076224

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Allianz Aktiengesellschaft	Shareholder	1 Jun 1976	75% - 100%	98-0122343
Inc. Allianz Of America	Shareholder	1 Nov 1979	75% - 100%	13-2883190

Based in Minneapolis

The principal office where Usallianz Advisers, LLC performs its advisory services is located at 5701 Golden Hills Drive, Minneapolis, MN 55416 1297 The mailing address of the firm is 5701 Golden Hills Drive, Minneapolis, MN 55416 1297. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 763-765-7330 or by fax 763-765-6355. The normal business hours are 8:00am to 5:00pm on Monday - Friday.