Invictus Asset Management LLC (Agoura Hills)


Invictus Asset Management LLC is a large advisory firm based in Agoura Hills. It manages $229.75 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of California.

Invictus Asset Management provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Invictus Asset Management: assets under management

The assets under management (AUM) of Invictus Asset Management LLC is $229.75 million. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.1 million in discretionary accounts and $198.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.46 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $24.83 million.

Investments

The firm invests in investment and business development companies the most. They account for 93% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in exchange traded securities form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invictus Asset Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Invictus Asset Management serves?

The only and largest group of clients of Invictus Asset Management is pension and profit sharing plans with 8 clients and $198.65 million of assets under management. Among the 7 most similar advisory firms, Invictus Asset Management has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $198.65 million for 8 clients. None of the firm’s clients are foreign persons or businesses.

Invictus Asset Management doesn't advise any private funds.

Careers at Invictus Asset Management LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thaddeus Timothy Ekstrand Managing principal and chief compliance officer 1 Sep 2015 75% - 100% 5750892

Based in Agoura Hills

The principal office where Invictus Asset Management LLC performs its advisory services is located at 30200 Agoura Road, Agoura Hills, CA 91301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (805) 635-7695 or by fax (805) 635-7696. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at invictusadvisor.com.