Pcm Advisory LLC is a related adviser based in Dallas. It manages $30.63 million of regulatory assets for 1,544 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Arizona, California, and 12 other states.
Pcm Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pcm Advisory LLC is $30.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -88% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Pcm Advisory LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Pcm Advisory is individuals with 1,502 clients and $28.66 million of assets under management. Among the 1 most similar advisory firms, Pcm Advisory has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $30.63 million for 1,544 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Pcm Advisory doesn't advise any private funds.
The company employs 35 people that are either part- or full-time employees. 66 percent of the employees work as investment advisers or researchers. 23 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Pcm Advisory LLC performs its advisory services is located at 9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019, which is also the mailing address of the firm. An additional office of the firm is in Sidney, OH. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (866) 254-4235 or by fax (941) 761-6230. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.