Tudor Investment Corporation is a large advisory firm based in Stamford. It manages $38.02 billion of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and New York.
Tudor Investment Corporation provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tudor Investment Corporation is $38.02 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 95% since the beginning of its operation, and $36.6 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Tudor Investment Corporation for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Robert Philip Forlenza is pooled investment vehicles with 23 clients and $38.02 billion of assets under management. Among the 9 most similar advisory firms, Tudor Investment Corporation has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $38.02 billion for 25 clients. 65% of the firm’s clients are foreign persons or businesses.
Tudor Investment Corporation also advises several private funds. Namely, nine hedge funds and three private equity funds. The minimum investment commitment required of non-related persons ranges from $60,000 to $10,000,000.
The company employs 257 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Philip Forlenza has been acting as President since 1 Jul 1997. Clayton Marc Otto joined the executive team most recently as the Chief Operating Officer.
The principal office where Tudor Investment Corporation performs its advisory services is located at 200 Elm Street, Stamford, CT 06902 3800, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-863-6700 or by fax 203-552-8610. The normal business hours are 9:00am -5:00pm on Monday - Friday. You can find more information about the New York firm at tudor.com.