Cross Ledge Investments LLC (Philadelphia)


Cross Ledge Investments LLC is a mid-sized advisory firm based in Philadelphia. It manages $29.74 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Pennsylvania.

Cross Ledge Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cross Ledge Investments: assets under management

The assets under management (AUM) of Cross Ledge Investments LLC is $29.74 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $29.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.87 million each.
Cross Ledge Investments has custody of $11.59 million in cash and securities for 1 client in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cross Ledge Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cross Ledge Investments LLC

Lori P Wachs has been acting as President since 1 Mar 2010. Marshall Thompson Bassett has served as the Chief Investment Officer since 1 Mar 2010. Barry Scott Gladstein joined the executive team most recently as the Portfolio Manager/Cco/Cao/Cfo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marshall Thompson Bassett Chief investment officer 1 Mar 2010 25% - 50% 1850298
Barry Scott Gladstein Portfolio manager/cco/cao/cfo 1 Mar 2010 Other 6100067
Stacey Gladstein Controller 1 Mar 2010 Other 6100079
Lori P Wachs President 1 Mar 2010 25% - 50% 2288470

Based in Philadelphia

The principal office where Cross Ledge Investments LLC performs its advisory services is located at 100 South Broad Street, Philadelphia, PA 19110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215 486-2500 or by fax 215 486-2510. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at crossledgeinvestments.com.