Madison Square Investors LLC (New York)


Madison Square Investors LLC is a large advisory firm based in New York. It manages $10.59 billion of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, New York, and Texas.

Madison Square Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Madison Square Investors: assets under management

The assets under management (AUM) of Madison Square Investors LLC is $10.59 billion. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.55 billion in discretionary accounts and $35.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.89 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $35.85 million.
Madison Square Investors has custody of $203.53 million in cash and securities for 1 client in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Madison Square Investors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Madison Square Investors LLC

Andrew Scott Wyatt joined the executive team most recently as the Manager, Chief Executive Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alison Hiers Micucci Chief compliance officer 1 Jun 2003 Other 2709298
Tony H Elavia President and chief executive officer 1 Jan 2004 Other 1962602
Gary Edward Wendlandt Manager, chairman 1 Jun 2007 Other 4323233
New York Life Investment Management Holdings Llc Sole member/direct & sole interest holder 1 Sep 2008 75% - 100% 52-2206682
John Yong Kim Chairman, board of managers 1 Sep 2008 Other 2010539
Robert Anthony Anselmi Manager 1 Sep 2008 Other 4624950
Barry A Schub Manager 1 Sep 2008 Other 4223404
Michael Edward Sproule Manager 1 Sep 2008 Other 1842826
Donnamarie Cristina Secretary 1 Sep 2008 Other 5602502
Jennifer A Oberschewen Chief financial officer 1 Sep 2008 Other 2374580
Gary Edward Wendlandt Manager 1 Sep 2008 Other 4323233
Alison Hiers Micucci Chief compliance officer 1 Sep 2008 Other 2709298
Tony H Elavia Chief executive officer 1 Sep 2008 Other 1962602
Stephen Leo Sexeny Managing director 1 Jan 2009 Other 2400108
Francis Joo Hwan Ok Managing director 1 Jan 2009 Other 2799523
John Carmine Siciliano Manager 1 Mar 2009 Other 1022427
Miguel Patrick Maquet Diafouka President and chief operating officer 1 Apr 2009 Other 2517222
Tara M Mcaleer Chief compliance officer 1 Aug 2009 Other 5579284
Miguel Patrick Maquet Diafouka President and chief executive officer 1 Dec 2010 Other 2517222
Drew Edward Lawton Head of traditional scale businesses, chairman of the board 1 Dec 2010 Other 1173631
John Michael Grady Manager 1 Apr 2011 Other 4380203
Yie Hsin Hung Chairman of the board of managers and chairman of the compensation committee 1 Jan 2012 Other 1586401
David Aderbury Chief operating officer 1 Jan 2012 Other 6047428
David Atterbury Head of operations 1 Jan 2012 Other 6047428
James Andrew Capezzuto Chief compliance officer and general counsel 1 Apr 2012 Other 1845909
Andrew Scott Wyatt Manager, chief executive officer 1 Jan 2013 Other 2121388
Thomas Gregory Kamp Manager, president, chief investment officer 1 Jan 2013 Other 2695556
Loren Ray Kix Senior vice president, treasurer 1 Jan 2013 Other 5843138

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
New York Life Insurance Company Indirect interest holder 1 Dec 1999 75% - 100% 13-5582869
New York Life Insurance Company Indirect interest holder 1 Sep 2008 75% - 100% 13-5582869

Based in New York

The principal office where Madison Square Investors LLC performs its advisory services is located at 1180 Avenue Of The Americas, New York, NY 10036 8401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-938-6500 or by fax 212-938-8139. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.msinvestors.com.