Wealth Management Resources, Inc. is a large advisory firm based in N. Smithfield. It manages $141.07 million of regulatory assets for 978 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and 4 other states.
Wealth Management Resources provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wealth Management Resources, Inc. is $141.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 251% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wealth Management Resources, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Alan Stephen Wardyga is individuals with 452 clients and $96.95 million of assets under management. Among the 9 most similar advisory firms, Wealth Management Resources has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $141.07 million for 500 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wealth Management Resources doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Alan Stephen Wardyga has been acting as President since 1 Jan 1994. Kevin R Worthley joined the executive team most recently as the Executive Vice President And Secretary.
The principal office where Wealth Management Resources, Inc. performs its advisory services is located at 501 Great Road, N. Smithfield, RI 02896, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 401-356-1400 or by fax 401-356-0688. The normal business hours are 8:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at wealthmanagers.com/.