Suffolk Capital Management LLC (New York)


Suffolk Capital Management LLC is a large advisory firm based in New York. It manages $1.76 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Suffolk Capital Management provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Suffolk Capital Management: assets under management

The assets under management (AUM) of Suffolk Capital Management LLC is $1.76 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and $281.91 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.76 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.76 million each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Suffolk Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Donald Martin Gilbert serves?

The only and largest group of clients of Donald Martin Gilbert is investment companies with 1 clients and $752.77 million of assets under management. Among the 10 most similar advisory firms, Suffolk Capital Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $752.77 million for 1 clients. 16% of the firm’s clients are foreign persons or businesses.

Suffolk Capital Management doesn't advise any private funds.

Careers at Suffolk Capital Management LLC

The company employs 20 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donald Martin Gilbert has been acting as President since 1 Jan 1991. Christopher Neal Liong joined the executive team most recently as the Managing Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Martin Gilbert President 1 Jan 1991 Other 1508038
Inc Ohio National Financial Services Direct owner 1 Feb 2002 75% - 100% 31-1614097
Lp Suffolk Employee Partners Direct owner 1 Feb 2002 Other pending
Christopher Allen Carlson Chairman 1 Feb 2002 Other 4585105
Dennis Ray Taney Chief compliance officer 1 Oct 2004 Other 1677817
Julie Trondle Thomas Chief compliance officer 1 Jul 2013 Other 5835243
John Keith Dwyer Chief compliance officer 1 Nov 2015 Other 2551964
Donald Martin Gilbert Managing member 1 Jan 2017 25% - 50% 1508038
Christopher Neal Liong Managing member 1 Jan 2017 25% - 50% 6761051
Andy Wing Keung Wong Managing member 1 Jan 2017 25% - 50% 6761057
Keith Augustus Graham Managing member 1 Jan 2017 Other 1904555
Cassandra Enriquez Ballo Lally Chief compliance officer 1 Jan 2017 Other 6761062
Christopher Liong Managing partner, portfolio manager 1 Jan 2017 25% - 50% 6761051
Andy Wong Partner - portfolio manager 1 Jan 2017 25% - 50% 6761057
Cassandra Lally Chief compliance officer 1 Jan 2017 Other 6761062

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Ohio National Mutual Holdings Indirect owner 1 Feb 2002 75% - 100% 31-1614095

Based in New York

The principal office where Suffolk Capital Management LLC performs its advisory services is located at 810 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-247-2160 or by fax 212-247-2565. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at suffolkcapitalmanagement.com.