Real Capital Investment Advisor, LLC (Louisville)


Real Capital Investment Advisor, LLC is a large advisory firm based in Louisville. It manages $762 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Colorado, Connecticut, and 6 other states.

Real Capital Investment Advisor provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Real Capital Investment Advisor: assets under management

The assets under management (AUM) of Real Capital Investment Advisor, LLC is $762 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Real Capital Investment Advisor, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Real Capital Investment Advisor, LLC

Shaun Michael O'connor joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Shaun Michael O'connor Managing director 1 Feb 2015 Other 5617124
Rudiger Herbert Fettig Chief compliance officer 1 Feb 2015 Other 6465014
Marcel John Arsenault Chief executive officer/manager 1 Feb 2015 Other 6465030
Inc. Real Capital Solutions Sole member/owner 1 Feb 2015 75% - 100% 84-1198997

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Marcel John Arsenault Sole shareholder 1 May 1992 75% - 100% 6465030

Based in Louisville

The principal office where Real Capital Investment Advisor, LLC performs its advisory services is located at 371 Centennial Parkway, Louisville, CO 80027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +1(303) 466-2500 or by fax +1 (303) 466-3008. The normal business hours are 08:00 - 17:00 on Monday - Friday. You can find more information about the New York firm at rciallc.com/.