Ahc Advisors, Inc. (St. Charles)


Ahc Advisors, Inc. is a pension cosultant based in St. Charles. It manages $176.03 million of regulatory assets for 197 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Illinois and Iowa.

Ahc Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ahc Advisors: assets under management

The assets under management (AUM) of Ahc Advisors, Inc. is $176.03 million. The firm's AUM has grown by 8283% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.67 million in discretionary accounts and $121.37 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $280.34 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $60.68 million.
Ahc Advisors has custody of $29.39 million in cash and securities for 48 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 97% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ahc Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ahc Advisors serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of Ahc Advisors is state or municipal government entities with 2 clients and $121.37 million of assets under management. Among the 8 most similar advisory firms, Ahc Advisors has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $176.03 million for 59 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ahc Advisors doesn't advise any private funds.

Careers at Ahc Advisors, Inc.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Craig Richard Larsen President - chief compliance officer 1 Sep 1995 75% - 100% 1967908
Thomas Edward Shea Chief compliance officer 1 Mar 2017 Other 2299633
Craig Richard Larsen Chief compliance officer 1 Oct 2017 75% - 100% 1967908
Jorie Lyn Pitt Lead financial planner 1 Jan 2018 Other 5966197

Based in St. Charles

The principal office where Ahc Advisors, Inc. performs its advisory services is located at 380 South 1 St Street, St. Charles, IL 60174, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-762-8185 or by fax 630-762-8390. The normal business hours are 8:30am - 5pm on Monday - Friday. You can find more information about the New York firm at 401kfee.com.