Windhorse Capital Management, LLC (Cambridge)


Windhorse Capital Management, LLC is an adviser based in Cambridge. It manages $34.31 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Massachusetts.

Windhorse Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Windhorse Capital Management: assets under management

The assets under management (AUM) of Windhorse Capital Management, LLC is $34.31 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $34.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.58 million each.
Windhorse Capital Management has custody of $34.31 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Windhorse Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Windhorse Capital Management serves?

The only and largest group of clients of Windhorse Capital Management is pooled investment vehicles with 4 clients and $34.31 million of assets under management. Among the 1 most similar advisory firms, Windhorse Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $34.31 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Windhorse Capital Management also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Windhorse Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Andrew Salem Elected manager, member and chief investment officer 1 Jan 2011 Other 2396174
Tyler Neal Ayer Elected manager and member 1 Jan 2011 Other 5961637
Richard Mark Salem Elected manager, member and chairman 1 Jan 2011 25% - 50% 5961640
Richard Joseph Ganong Partner 1 Jan 2011 Other 1760036
Tyler Ayer Partner and chief compliance officer 1 Jan 2011 Other 5961637
Richard Salem Partner and chairman 1 Jan 2011 25% - 50% 5961640
Edward Patrick Meissner Elected manager, member and chief compliance officer 1 Mar 2013 Other 4919637
Matthew B Bank Member 1 Jan 2014 Other 5019752
Kevin P King Member 1 Jan 2014 Other 5189843
Robert Page Inches Elected manager and member 1 Jan 2015 Other 1766616
Johannes Christian Reuter Member 1 Jan 2016 Other 4984986
Rodney Louis Goldstein Elected manager, member and managing director 1 Jan 2016 Other 6011240
Rodney Louis Goldstein Elected manager, member and managing director, chief compliance officer 1 Jan 2017 Other 6011240

Based in Cambridge

The principal office where Windhorse Capital Management, LLC performs its advisory services is located at 85 Sparks St, Cambridge, MA 02138 The mailing address of the firm is 1560 Insurance Lane, Charlottesville, VA 22911. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-850-9161. The normal business hours are 8:30-5:00 pm on Monday - Friday. You can find more information about the New York firm at windhorsegroup.com/.