O'keefe Stevens Advisory, Inc. is a large advisory firm based in Rochester. It manages $160.86 million of regulatory assets for 689 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Florida, Georgia, New York, and Texas.
O'keefe Stevens Advisory provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of O'keefe Stevens Advisory, Inc. is $160.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 256% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay O'keefe Stevens Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Justin Dean Stevens is high net worth individuals with 96 clients and $125.36 million of assets under management. Among the 7 most similar advisory firms, O'keefe Stevens Advisory has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $160.86 million for 366 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
O'keefe Stevens Advisory doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Justin Dean Stevens has been acting as President since 1 Nov 2016. Carly Elizabeth Flanigan joined the executive team most recently as the Chief Compliance Officer.
The principal office where O'keefe Stevens Advisory, Inc. performs its advisory services is located at One Bausch & Lomb Place, Rochester, NY 14604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 585-340-6538. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at okeefestevens.com.