The Strategic Financial Alliance, Inc. is a large advisory firm based in Atlanta. It manages $501.48 million of regulatory assets for 2,548 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
The Strategic Financial Alliance provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of The Strategic Financial Alliance, Inc. is $501.48 million. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay The Strategic Financial Alliance, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of The Strategic Financial Alliance is individuals with 2,292 clients and $398.62 million of assets under management. Among the 8 most similar advisory firms, The Strategic Financial Alliance has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $501.48 million for 2,548 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
The Strategic Financial Alliance doesn't advise any private funds.
The company employs 114 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. 114 employees are registered as investment adviser representatives with the state securities authorities.
There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where The Strategic Financial Alliance, Inc. performs its advisory services is located at 2200 Century Parkway, Atlanta, GA 30345, which is also the mailing address of the firm. An additional office of the firm is in Raleigh, NC. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 678-954-4000 or by fax 678-954-4001. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at thesfa.net.