Sic Advisors LLC (Farmington Hills)


Sic Advisors LLC is an adviser based in Farmington Hills. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Michigan and New York.

Sic Advisors provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sic Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sic Advisors LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Thomas Lilly joined the executive team most recently as the Cco/Sr Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Seth Bulger Taube Chief executive officer 1 Jul 2011 Other 2378907
Richard Thomas Allorto Chief financial officer 1 Jul 2011 Other 5820810
Medley Llc Managing member 1 Jul 2011 75% - 100% 27-2437343
Llc Strategic Capital Advisory Services Member 1 Jul 2011 Other 27-0249650
Brook Bulger Taube Managing member 1 Jul 2011 Other 2564596
Llc Medley Member 1 Jul 2011 75% - 100% 27-2437343
Strategic Capital Advisory Services Llc Member 1 Jul 2011 Other 27-0249650
John Donnan Fredericks General counsel and chief compliance officer 1 Mar 2014 Other 6312238
James Thomas Lilly Cco/sr managing director 1 Jul 2019 75% - 100% 1868970

Indirect Owners

The SEC currently registers 20 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mario Garcia Sole member 1 Apr 2004 75% - 100% 5783834
Llc The Validus Group General partner 1 May 2004 Other 20-1017003
Robert Mark Brandenberger Member 1 Mar 2009 25% - 50% 4033908
Kenneth Jaffe Member 1 Mar 2009 25% - 50% 3022787
Dennis Michael Mcdaniel Member 1 Mar 2009 25% - 50% 2326993
Patrick James Miller Member 1 Mar 2009 25% - 50% 1603108
T3 Group Llc Member 1 Apr 2010 50% - 75% 91-2159439
Windsor Advisors Llc Member 1 Apr 2010 25% - 50% 20-4231224
Smh Partners Llc Member 1 Apr 2010 25% - 50% 26-2273530
Carter Validus Holdings Ii Llc Member 1 Apr 2010 50% - 75% 27-2193498
Llc Carter Validus Broker Dealer Investment Company Sole member 1 Apr 2010 75% - 100% 90-0547746
Strategic Capital Companies Llc Member 1 Apr 2010 50% - 75% 27-0249414
Carter Validus Holdings I Llc Member 1 Apr 2010 25% - 50% 27-2193591
Ltd. Validus Group Partners Shareholder 1 Apr 2010 50% - 75% 20-1017003
Llc Validus/Strategic Capital Partners Member 1 Apr 2010 50% - 75% 27-2193498
Brook Taube Trust Member 1 Jul 2011 25% - 50% xxx-xx-xxxx
Seth And Angie Taube Trust Member 1 Jul 2011 25% - 50% xxx-xx-xxxx
Brook Bulger Taube Trustee 1 Sep 2014 Other 2564596
Seth Bulger Taube Trustee 1 Sep 2014 Other 2378907
Medley Management Inc. Managing member 1 Sep 2014 Other 47-1130638

Based in Farmington Hills

The principal office where Sic Advisors LLC performs its advisory services is located at 38955 Hills Tech Drive, Farmington Hills, MI 48331, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 248-987-7874. The normal business hours are 9 am - 4 pm on Monday - Friday. You can find more information about the New York firm at sierraincomecorp.com.