Qa3 Financial LLC (Omaha)


Qa3 Financial LLC is a large advisory firm based in Omaha. It manages $461.87 million of regulatory assets for 4,029 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Qa3 Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and security ratings or pricing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Qa3 Financial: assets under management

The assets under management (AUM) of Qa3 Financial LLC is $461.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 401% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $461.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.64 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qa3 Financial LLC for their services and products based on a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Qa3 Financial LLC

Steven Francis Sanduski has been acting as President since 1 Dec 1999. Stephen Kent Wild joined the executive team most recently as the Ceo And Cco.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Kent Wild Manager/100% owner of financial continuum 1 Sep 1955 Other 466804
Llc Financial Continuum 100% owner of qa3 financial, llc 1 Sep 1998 75% - 100% 47-0673862
Steven Francis Sanduski President 1 Dec 1999 Other 1504077
Ted Robert Grennan Controller 1 Jan 2000 Other 4153175
Stephen Kent Wild Chairman 1 Jan 2000 75% - 100% 466804
Theodore Aarron Lange President 1 Mar 2001 Other 301984
Rita Marie Cahoy Vice president, operations & compliance 1 Mar 2001 Other 2219358
Theodore Aaron Lange Ceo 1 Mar 2001 Other 301984
Stephen Kent Wild Manager/100% owner of qa3, llc 1 Jun 2003 75% - 100% 466804
Llc Qa3 100% owner of qa3 financial, llc 1 Jun 2003 75% - 100% 47-0673862
Gregory Paul Bolton Secretary 1 Aug 2005 Other 4194519
Teri Sue Shepherd Treasurer 1 Aug 2005 Other 4445815
Thomas Gerard Zielinski Cco 1 Jan 2006 Other 1180384
Daniel Patrick Tobin Vice president 1 Dec 2006 Other 3239146
Heidi Ann Meyer Vice president 1 Feb 2007 Other 1391148
Nancy S Drennen Vice president 1 Mar 2008 Other 5414982
Heather Jill Jansen Vp - treasurer 1 Jan 2010 Other 5300554
Deric Justin Wild Vice president advisory services 1 Jun 2010 Other 3180561
Stephen Kent Wild Ceo and cco 1 Feb 2011 Other 466804

Based in Omaha

The principal office where Qa3 Financial LLC performs its advisory services is located at One Valmont Plaza, 4 Th Floor, Omaha, NE 68154 5203 The mailing address of the firm is One Valmont Plaza 4 Th Fl, Omaha, NE 68154. An additional office of the firm is in Sarasota, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-964-3702 or by fax 402 964-3800. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.qa3.com.