Doliver Capital Advisors, L.P. is a large advisory firm based in Houston. It manages $433.05 million of regulatory assets for 299 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, Ohio, and Texas.
Doliver Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Doliver Capital Advisors, L.P. is $433.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 169% since the beginning of its operation, and $1.14 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Doliver Capital Advisors, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Doliver Capital Advisors is high net worth individuals with 149 clients and $169.29 million of assets under management. Among the 6 most similar advisory firms, Doliver Capital Advisors has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $249.91 million for 294 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Doliver Capital Advisors doesn't advise any private funds.
The company employs 11 people that are either part- or full-time employees. 45 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
The principal office where Doliver Capital Advisors, L.P. performs its advisory services is located at 6363 Woodway, Houston, TX 77057, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 713-917-0022 or by fax 713-917-0033. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at doliveradvisors.com and its LinkedIn profile.