Etf Portfolio Solutions, Inc. (Leawood)


Etf Portfolio Solutions, Inc. is a large advisory firm based in Leawood. It manages $50.54 million of regulatory assets for 278 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Illinois, Kansas, Missouri, and Texas.

Etf Portfolio Solutions provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Etf Portfolio Solutions: assets under management

The assets under management (AUM) of Etf Portfolio Solutions, Inc. is $50.54 million. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.7 million in discretionary accounts and $837.7 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $186.15 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $76.15 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Etf Portfolio Solutions, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Etf Portfolio Solutions, Inc.

Richard Dean Romey has been acting as President since 1 Aug 2003. William Edward Koehler has served as the Chief Investment Officer since 1 Aug 2008. Jeffrey Lewis Schlachter Trust joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Dean Romey President 1 Aug 2003 50% - 75% 1390931
Deborah Donna Romey Chief compliance officer 1 Aug 2003 50% - 75% 1130440
William Edward Koehler Chief investment officer 1 Aug 2008 25% - 50% 2728319
Jeffrey Lewis Schlachter Trust Shareholder 1 Aug 2008 25% - 50% xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Jeffrey Lewis Schlachter Shareholder owner 1 Aug 2008 75% - 100% 5599077

Based in Leawood

The principal office where Etf Portfolio Solutions, Inc. performs its advisory services is located at 4707 W. 135 Th Street, Leawood, KS 66224 7605, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-851-1100 or by fax 913-851-9400. The normal business hours are 8am - 4pm on Monday - Friday. You can find more information about the New York firm at www.romeycapital.com.