Sggp Management, LLC (New York)


Sggp Management, LLC is a large advisory firm based in New York. It manages $2.07 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

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Sggp Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sggp Management: assets under management

The assets under management (AUM) of Sggp Management, LLC is $2.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 234% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.79 million each.
Sggp Management has custody of $1.68 billion in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sggp Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sggp Management serves?

The only and largest group of clients of Sggp Management is pooled investment vehicles with 5 clients and $2.07 billion of assets under management. Among the 5 most similar advisory firms, Sggp Management has the 3rd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $2.07 billion for 5 clients. None of the firm’s clients are foreign persons or businesses.

Sggp Management also advises several private funds. Namely, eighteen private equity funds.

Careers at Sggp Management, LLC

The company employs 31 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Kenneth A Fox Managing partner 1 Jun 2008 Other 6019856
Daniel C Marriott Managing partner 1 Jun 2008 Other 6019857
Llc Stripes Group Sole member 1 Jun 2008 75% - 100% 42-1598762
Wayne L Marino Vice president, finance / chief compliance officer (02/2012) 1 Oct 2008 Other 6019858
Wayne L Marino Chief financial officer (12/2015) / chief compliance officer (02/2012) 1 Feb 2012 Other 6019858

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Kenneth A Fox Sole member 1 Jun 2003 75% - 100% 6019856

Based in New York

The principal office where Sggp Management, LLC performs its advisory services is located at 402 West 13 Th Street, New York, NY 10014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-823-0720 or by fax 212-823-0721. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stripesgroup.com/.