Fil Investment Advisors (Uk) Ltd. (Hildenborough)

Fil Investment Advisors (Uk) Ltd. is a large advisory firm based in Hildenborough. It manages $5.72 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2008.

Fil Investment Advisors (Uk) provides portfolio management for investment companies and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fil Investment Advisors (Uk): assets under management

The assets under management (AUM) of Fil Investment Advisors (Uk) Ltd. is $5.72 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.72 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $408.27 million each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is other assets, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fil Investment Advisors (Uk) Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Andrew David Wells serves?

The only and largest group of clients of Andrew David Wells is investment companies with 2 clients and $2.42 billion of assets under management. Among the 11 most similar advisory firms, Fil Investment Advisors (Uk) has the 4th highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.42 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Fil Investment Advisors (Uk) doesn't advise any private funds.

Careers at Fil Investment Advisors (Uk) Ltd.

The company employs 18 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew David Wells has been acting as President since 1 Jul 2010. Neil Cable joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fil Investment Management Limited	Shareholder - class a voting common stock - sole shareholder	1 Mar 1993	75% - 100%	foreign
Nicola Jane Richards	Director & chief investment officer	1 Sep 2006	Other	5226681
Andrew J Morris	Director & chief compliance officer	1 Apr 2008	Other	5525199
Andrew James King Steward	Director & chief administrative officer	1 Apr 2008	Other	4388854
Doug Naismith	Director, chairman & chief executive officer	1 Apr 2008	Other	5536859
Fil Holdings Limited	Shareholder	1 Jan 2009	75% - 100%	foreign
Andrew David Wells	Director	1 Jul 2010	Other	5159798
Andrew Lloyd Jones	Director	1 Jul 2010	Other	5846953
Hugh Mullan	Director	1 Jul 2011	Other	5980810
Nick Birchall	Director	1 Nov 2011	Other	6018312
Chris Mcnickle	Director	1 Dec 2011	Other	6018311
Keith Bonin	Director	1 Oct 2012	Other	6245752
Andrew Howse	Director	1 Apr 2016	Other	6711651
Lori Blackwood	Chief compliance officer	1 Jul 2016	Other	5536860
Edward Harley	Chief compliance officer	1 Jun 2017	Other	7016956
Ian Jones	Chief compliance officer	1 Jul 2017	Other	6852684
Neil Cable	Director	1 May 2018	Other	7016976
Riju Sathyan	Director	1 May 2018	Other	6207611
Dominic Michael Joseph Rossi	Director	1 May 2018	Other	5619985

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Pandanus Partners	Shareholder (class b common stock)	1 Sep 1990	25% - 50%	75-2347466
Inc. Pandanus Associates	General partner	1 Sep 1990	Other	75-2349783
Edward C. Johnson 3d Trust No. 2	Limited partner	1 Sep 1990	25% - 50%	04-6454764
Brown Brothers Harriman Trust Co. Of Texas	Trustee	1 Sep 1990	Other	13-4973745
Fil Limited	Shareholder	1 Mar 1993	75% - 100%	foreign
Fil Limited	Shareholder	1 Nov 1998	75% - 100%	foreign
Fil Investment Management Limited	Shareholder	1 Jan 2009	75% - 100%	foreign

Based in Hildenborough

The principal office where Fil Investment Advisors (Uk) Ltd. performs its advisory services is located at Oakhill House, Hildenborough, Tn119 Dz, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0)1732 361144 or by fax +44 (0)1732 838886. The normal business hours are 9:00am-5:00pm on Monday - Friday.