ALPine Management Services Iii, LLC (San Francisco)

ALPine Management Services Iii, LLC is a large advisory firm based in San Francisco. It manages $1.88 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

ALPine Management Services Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPine Management Services Iii: assets under management

The assets under management (AUM) of ALPine Management Services Iii, LLC is $1.88 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 567% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.88 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $268.54 million each.

ALPine Management Services Iii has custody of $1.88 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPine Management Services Iii, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients ALPine Management Services Iii serves?

The only and largest group of clients of ALPine Management Services Iii is pooled investment vehicles with 7 clients and $1.88 billion of assets under management. Among the 7 most similar advisory firms, ALPine Management Services Iii has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.88 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

ALPine Management Services Iii also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $20,000 to $10,000,000.

Careers at ALPine Management Services Iii, LLC

The company employs 32 people that are either part- or full-time employees. 94 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Based in San Francisco

The principal office where ALPine Management Services Iii, LLC performs its advisory services is located at One California Street, Suite 2900, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-392-9100 or by fax 415-392-9101. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at alpine-investors.com and its LinkedIn profile.

Registered investment advisers similar to ALPine Management Services Iii, LLC

• Baker Tilly Investment Advisors
• Pnc Tc
• Highmount Capital
• Waud Capital Partners
• Bme Investment Partners
• Howland Capital Management
• Macquarie Capital Investment Management
• Jpmorgan Asset Management (London) Limited
• Westport Strategies Advisors
• Trinity Investment Management Corp
• Kochis Fitz Tracy Fitzhugh & Gott
• Polar Capital Partners Limited
• Mission Wealth Management
• Social Capital Pep Management
• Leeds Equity Advisors