Bank Of America Capital Advisors, LLC (Chicago)


Bank Of America Capital Advisors, LLC is a large advisory firm based in Chicago. It manages $474 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001.

Bank Of America Capital Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bank Of America Capital Advisors: assets under management

The assets under management (AUM) of Bank Of America Capital Advisors, LLC is $474 million. The firm's AUM has grown by 144% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bank Of America Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bank Of America Capital Advisors, LLC

James D. Bowden has been acting as President since 1 Jul 2001. Erick Clemens Christensen joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bank Of America Capital Corporation Shareholder 1 Sep 1998 75% - 100% 36-3009841
Terry E. Perucca Executive vice president 1 Sep 1998 Other 4473307
James D. Bowden President 1 Jul 2001 Other 4436857
William B. Franklin Vice president 1 Jul 2001 Other 4436865
Anita Marie Gonzalez Vice president 1 Jul 2001 Other 2459985
Edward J. Mccaffrey Vice president 1 Jul 2001 Other 4436869
Fernando I. Vazquez Vice president 1 Jul 2001 Other 4436874
Erick Clemens Christensen Chief compliance officer 1 Jan 2004 Other 1430177
Patrick R. Murray Chief financial officer 1 Jan 2004 Other 4782980

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bank Of America Corporation Shareholder 1 Sep 1998 75% - 100% 56-0906609
Nb Holdings Corporation Shareholder 1 Sep 1998 75% - 100% 56-1857749

Based in Chicago

The principal office where Bank Of America Capital Advisors, LLC performs its advisory services is located at 231 South Lasalle 12 Th Floor, Chicago, IL 60697, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-828-7876 or by fax 312-828-6200. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.