Mainstreet Investment Advisors LLC (Chicago)


Mainstreet Investment Advisors LLC is a large advisory firm based in Chicago. It manages $1.1 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arkansas, California, Colorado, and 22 other states.

Mainstreet Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mainstreet Investment Advisors: assets under management

The assets under management (AUM) of Mainstreet Investment Advisors LLC is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $549.85 million each.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is investment and business development companies, which make up 18% of the firm’s portfolio. Investments in investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mainstreet Investment Advisors LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mainstreet Investment Advisors LLC

The company employs 24 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Alessandro Urbani has been acting as President since 1 Nov 2018. Thomas S Mckinstry has served as the Chief Investment Officer since 1 Nov 2018. Gerald Brady Coogan joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Francis Crosson Ceo managing director 1 Jun 2004 Other 2992720
Richard Jason Milton Managing director, 1 Jun 2004 Other 2632784
Tara Colleen Zientek Cfo managing director 1 Jun 2006 Other 2008143
Tara C Zientek Managing director 1 Jun 2006 Other 2008143
Brian Mccormick Mcnamara Managing director 1 Dec 2007 Other 1944146
John Francis Crosson Managing director, chief compliance officer, member 1 Feb 2008 50% - 75% 2992720
Paul Joseph Marnell Chief compliance officer 1 May 2008 Other 832828
Alessandro Urbani Managing director 1 Dec 2009 Other 2714609
Edward Hayes Keiley Cco - aml officer 1 Jun 2012 Other 2187781
Llc Msa Holdings Sole owner 1 Jan 2014 75% - 100% 46-4447980
John Francis Crosson Ceo - managing director - cco 1 Dec 2015 Other 2992720
Richard Jason Milton Managing director, 1 Dec 2015 Other 2632784
Alessandro Urbani Managing director 1 Dec 2015 Other 2714609
Tara Colleen Zientek Cfo managing director 1 Dec 2015 Other 2008143
Robert James Hrabak Cio & coo 1 Jan 2017 Other 6744924
Jeremy Mark Wilson Chief compliance officer 1 Jul 2018 Other 4657352
John Francis Crosson Ceo 1 Nov 2018 Other 2992720
Richard Jason Milton Managing director, director of business management 1 Nov 2018 Other 2632784
Alessandro Urbani President 1 Nov 2018 Other 2714609
Michael A Steele Chief operating officer 1 Nov 2018 Other 4956948
Thomas S Mckinstry Chief investment officer 1 Nov 2018 Other 6747258
Bruce Joseph Simpson Chief client officer 1 Nov 2018 Other 2968407
Gerald Brady Coogan Director 1 Mar 2019 Other 6889762
Eric Benjamin Housman Director 1 Mar 2019 Other 2328040
Michael Francis Kennedy Director 1 Mar 2019 Other 2980069
Brian Daryl Lamb Director 1 Mar 2019 Other 6918171
Jonathan William Reynolds Director 1 Mar 2019 Other 6782750
Llc (Dba Fifth Third Bank) Fifth Third Acquisition Holdings Shareholder 1 Mar 2019 75% - 100% 31-0676865

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Mb Financial Shareholder 1 Nov 2001 75% - 100% 36-4460265
John Francis Crosson President managing member 1 Jan 2014 50% - 75% 2992720
Richard Jason Milton Managing director 1 Jan 2014 25% - 50% 2632784
Alessandro Urbani Managing director 1 Jan 2014 Other 2714609
Tara Colleen Zientek Cfo managing director 1 Jan 2014 Other 2008143
Edward Hayes Keiley Cco-amlofficer 1 Jan 2014 Other 2187781
Tara C Zientek Cfo managing director 1 Jan 2014 Other 2008143
N.A. Mb Financial Bank Shareholder 1 Dec 2015 75% - 100% 36-1474915
Llc (Dba Fifth Third Bank) Walnut & Vine Holdings Shareholder 1 Mar 2019 75% - 100% 31-0676865
Fifth Third Bank Shareholder 1 Mar 2019 75% - 100% 31-0676865
Fifth Third Financial Corporation Shareholder 1 Mar 2019 75% - 100% 31-1755886
Fifth Third Bancorp Shareholder 1 Mar 2019 75% - 100% 31-0854434

Based in Chicago

The principal office where Mainstreet Investment Advisors LLC performs its advisory services is located at 120 N. Lasalle Street, Chicago, IL 60602, which is also the mailing address of the firm. An additional office of the firm is in Shelton, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-223-0270 or by fax 312-223-0276. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mainstreetadv.com and its LinkedIn profile.