Angelo, Gordon & Co., L.P. (New York)


Angelo, Gordon & Co., L.P. is a large advisory firm based in New York. It manages $45.67 billion of regulatory assets for 170 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Illinois, New York, and Texas.

Angelo, Gordon & Co. provides portfolio management for pooled investment vehicles and managed accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Angelo, Gordon & Co.: assets under management

The assets under management (AUM) of Angelo, Gordon & Co., L.P. is $45.67 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 661% since the beginning of its operation, and $15.51 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $45.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $268.66 million each.
Angelo, Gordon & Co. has custody of $45.67 billion in cash and securities for 170 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 80% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Angelo, Gordon & Co., L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lawrence Michael Schloss serves?

The only and largest group of clients of Lawrence Michael Schloss is pooled investment vehicles with 165 clients and $44.21 billion of assets under management. Among the 9 most similar advisory firms, Angelo, Gordon & Co. has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $44.21 billion for 165 clients. 41% of the firm’s clients are foreign persons or businesses.

Angelo, Gordon & Co. also advises several private funds. Namely, ninety one hedge funds, two other private funds, twenty one private equity funds, and nine securitized asset funds. The minimum investment commitment required of non-related persons ranges from $200,000 to $200,000,000.

Careers at Angelo, Gordon & Co., L.P.

The company employs 393 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Lawrence Michael Schloss has been acting as President since 1 Nov 2013. Michael Laurence Gordon has served as the Chief Investment Officer since 1 Aug 1988 and John Michael Angelo is the Chief Executive Officer of Angelo, Gordon & Co., L.P. family office. Kirk Peter Wickman joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Michael Angelo Chief executive officer 1 Aug 1988 Other 6118
Michael Laurence Gordon Chief investment officer 1 Aug 1988 Other 225836
L.P. Ag Partners General partner 1 Aug 1988 75% - 100% 13-3478876
Fred Berger Chief administrative officer 1 Aug 1988 Other 1367291
Edmund H Jr Shea Limited partner (as manager of accounts held by j.f. shea & co., inc. as nominee) 1 Jun 1989 Other 1479274
Fred Berger Chief administrative officer 1 Jan 2001 Other 1367291
Joseph Robert Wekselblatt Chief financial officer 1 Jan 2001 Other 1817841
Caxton Select Llc Limited partner 1 Jan 2001 Other 22-3626105
Verna Ramirez Chief compliance officer 1 Jun 2002 Other 4096175
Donna Marie Howe Chief risk officer 1 Jun 2002 Other 1837182
Fred Berger Chief administrative officer 1 Jan 2004 Other 1367291
Joseph Robert Wekselblatt Chief financial officer 1 Jan 2004 Other 1817841
Verna Ramirez Chief compliance officer 1 Jan 2004 Other 4096175
Donna Marie Howe Chief risk officer 1 Jan 2004 Other 1837182
Gary Isaac Wolf Managing director and senior registered options principal 1 Jan 2004 Other 1847357
Gordon & Co. L.P. Angelo Managing member 1 Jan 2004 75% - 100% 13-3478879
Thomas Christopher Donahue Chief risk officer 1 Apr 2007 Other 4411739
Thomas Christopher Donahoe Chief risk officer 1 Apr 2007 Other 4411739
Kirk Peter Wickman General counsel 1 Oct 2008 Other 2836950
Lisa Raggi Conrad Chief compliance officer 1 Jun 2009 Other 1631111
Kirk Peter Wickman Chief administrative officer 1 Jul 2009 Other 2836950
Andrew Lewis Parks Chief risk officer 1 Aug 2009 Other 4906756
Dana Forest Wolfe General counsel 1 Feb 2011 Other 4868429
The Michael Gordon 2011 Revocable Trust Trust 1 Dec 2011 25% - 50% xxx-xx-xxxx
David Nathan Roberts Chief operating officer 1 Feb 2013 Other 1294714
Lawrence Michael Schloss President 1 Nov 2013 Other 1086508
Adam James Freedman Chief compliance officer 1 Mar 2015 Other 4959250
Frank Emil Stadelmaier Chief financial officer 1 Mar 2015 Other 6473762
Llc Ag Partners General partner 1 Dec 2015 Other 13-3478876
Estate Of John M. Angelo Estate 1 Jan 2016 25% - 50% 35-7124296
The Angelo Family Charitable Foundation Limited partner 1 Feb 2016 Other 81-1326413
Judith H Angelo Limited partner 1 Apr 2016 25% - 50% 6764914
Kirk Peter Wickman President 1 Jan 2019 Other 2836950
Frank Emil Stadelmaier Chief operating officer 1 Jan 2019 Other 6473762
Brian Chad Sigman Chief financial officer 1 Jan 2019 Other 5874585
L.P. Ag Funds Gp Limited partner 1 Jan 2019 25% - 50% 80-0081273

Indirect Owners

The SEC currently registers 56 indirect owners.

Name Entity Date acquired Ownership Employer ID
Caxton Partners Member 1 Jan 1999 75% - 100% 22-3159465
Scott Bernstein General partner 1 Jan 1999 Other xxx-xx-xxxx
Caxton Corporation Manager 1 Jan 1999 Other 22-2437619
John George Jr Forbes General partner 1 Jan 1999 Other xxx-xx-xxxx
John Makin General partner (as john makin (ira)) 1 Jan 1999 Other xxx-xx-xxxx
Peter Paul Dangelo General partner 1 Jan 1999 Other 1907846
Bruce Stanley Kovner General partner 1 Jan 1999 25% - 50% 1907854
David Scott Luttrell General partner 1 Jan 1999 Other 1689714
Roy Lennox General partner 1 Jan 1999 Other xxx-xx-xxxx
Asaf Sternberg Trust General partner 1 Jan 1999 Other 13-6980725
Margaret A. F/B/O Peter J. D'angelo D'angelo General partner 1 Jan 1999 Other 22-6584837
Margaret A. F/B/O Linda M. D'angelo D'angelo General partner 1 Jan 1999 Other 22-6584838
Overbrook Limited Partnership General partner 1 Jan 1999 Other 11-2857091
Rosebery Limited Partnership General partner 1 Jan 1999 Other 11-2665097
Aaron M Sosnick General partner 1 Jan 1999 Other 2049980
Menachem Sternberg General partner 1 Jan 1999 Other 1724630
Nir Sternberg Trust General partner 1 Jan 1999 Other 13-6980726
Gwendolyn F/B/O Jan Van Gent Makin Van Paasschen General partner 1 Jan 1999 Other xxx-xx-xxxx
Karen Cross General partner 1 Jan 1999 Other xxx-xx-xxxx
D'angelo Foundation General partner 1 Jan 1999 Other 22-3555150
The Light Foundation General partner 1 Jan 1999 Other 59-3489135
Henry H. Elghanayan Member 1 Jan 2001 Other xxx-xx-xxxx
Robert Wedeking Member 1 Jan 2001 Other xxx-xx-xxxx
L.L.C. Caxton Associates Manager 1 Jan 2001 Other 22-3430173
Caxton Partners Member 1 Jan 2001 Other 22-3159465
Caxton Corporation Manager 1 Jan 2001 Other 22-2437619
Scott Bennett Bernstein General partner 1 Jan 2001 Other xxx-xx-xxxx
John George Jr Forbes General partner 1 Jan 2001 Other xxx-xx-xxxx
John Holmes Makin General partner (as john makin (ira)) 1 Jan 2001 Other xxx-xx-xxxx
Peter Paul Dangelo General partner 1 Jan 2001 Other 1907846
Bruce Stanley Kovner General partner 1 Jan 2001 25% - 50% 1907854
Roy W. Lennox General partner 1 Jan 2001 Other xxx-xx-xxxx
Asaf Sternberg Trust General partner 1 Jan 2001 Other 13-6980725
Margaret A. F/B/O Peter J. D'angelo D'angelo General partner 1 Jan 2001 Other 22-6584837
Margaret A. F/B/O Linda M. D'angelo D'angelo General partner 1 Jan 2001 Other 22-6584838
Overbrook Limited Partnership General partner 1 Jan 2001 Other 11-2857091
Rosebery Limited Partnership General partner 1 Jan 2001 Other 11-2665097
Aaron M Sosnick General partner 1 Jan 2001 Other 2049980
Menachem Sternberg General partner 1 Jan 2001 Other 1724630
Nir Sternberg Trust General partner 1 Jan 2001 Other 13-6980726
Gwendolyn Winifred Joy Van Paasschen General partner 1 Jan 2001 Other xxx-xx-xxxx
Karen L Cross General partner 1 Jan 2001 Other xxx-xx-xxxx
D'angelo Foundation General partner 1 Jan 2001 Other 22-3555150
The Light Foundation General partner 1 Jan 2001 Other 59-3489135
James Morton General partner 1 Jan 2001 Other xxx-xx-xxxx
Charlotte Mary Harris General partner 1 Jan 2001 Other xxx-xx-xxxx
Llc 118 Capital Fund General partner 1 Sep 2001 Other 59-3744058
Michael Laurence Gordon Managing member 1 Nov 2003 75% - 100% 225836
Jm Funds Llc General partner 1 Nov 2003 Other 83-0375296
John Michael Angelo Managing member 1 Jan 2004 50% - 75% 6118
Michael Laurence Gordon Managing member 1 Jan 2004 50% - 75% 225836
Jamg Llc General partner 1 Jan 2004 75% - 100% 83-0375297
L.P. Ag Partners General partner 1 Jan 2004 75% - 100% 13-3478876
Michael Laurence Gordon Trustee 1 Dec 2011 Other 225836
Jamg Llc Managing member 1 Dec 2015 Other 83-0375297
Judith H Angelo Sole officer 1 Feb 2016 Other 6764914

Based in New York

The principal office where Angelo, Gordon & Co., L.P. performs its advisory services is located at 245 Park Avenue, New York, NY 10167, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.692.2000 or by fax 212.867.9328. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at angelogordon.com.