Shelterwood Financial Services L.L.C. (New York)

Name: Shelterwood Financial Services L.L.C.
Address: 60 East 42 Nd Street, New York, NY, 10165
Telephone: 212-937-1020

Shelterwood Financial Services L.L.C. is a large advisory firm based in New York. It manages $62 million of regulatory assets for 74 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of New Jersey and New York.

Shelterwood Financial Services L.L.C provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Shelterwood Financial Services L.L.C: assets under management

The assets under management (AUM) of Shelterwood Financial Services L.L.C. is $62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $837.84 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shelterwood Financial Services L.L.C. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Shelterwood Financial Services L.L.C.

Peter W. Tortorello has been acting as President since 1 Jan 2004. Alanson Bigelow Houghton has served as the Chief Investment Officer since 1 Feb 2004. Michael L. Marberry joined the executive team most recently as the Board Chair Board Of Managers.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter W. Tortorello	Ceo/president/manager	1 Jan 2004	Other	4844580
J.M. Huber Corp.	Owner	1 Jan 2004	75% - 100%	13-0860350
Peter Walter Tortorello	Ceo/president/manager	1 Jan 2004	Other	4844580
Alanson B. Houghton	Cio	1 Feb 2004	Other	4364037
Warren Page	Cco & controller	1 Feb 2004	Other	4844591
Warren L Page	Chief compliance officer & controller	1 Feb 2004	Other	4844591
Alanson Bigelow Houghton	Chief investment officer	1 Feb 2004	Other	4364037
Warren Lee Page	Chief compliance officer & controller	1 Feb 2004	Other	4844591
Suzanne Jeanne Currie	Vice president	1 Mar 2004	Other	844831
Peter T. Francis	Board chair	1 Aug 2004	Other	4800252
Jeff Prosinski	Manager	1 Aug 2004	Other	4844667
Peter Thayer Francis	Board chair - board of managers	1 Aug 2004	Other	4800252
Jeffrey Jerome Prosinski	Director - board of managers	1 Aug 2004	Other	4844667
Patricia Angus	Managing director - wealth advisory services	1 Apr 2006	Other	5061193
Patricia Marie Angus	Managing director - wealth advisory services	1 Apr 2006	Other	5061193
William Edward Rankin	President/chief operating officer and director - board of managers	1 Jul 2007	Other	2586003
Michael L. Marberry	Board chair - board of managers	1 Jun 2009	Other	5682125

Based in New York

The principal office where Shelterwood Financial Services L.L.C. performs its advisory services is located at 60 East 42 Nd Street, New York, NY 10165, which is also the mailing address of the firm. An additional office of the firm is in Edison, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-937-1020 or by fax 212-867-7258. The normal business hours are 8:30 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.shelterwoodfinancial.com.