Asm Capital Advisors, LLC (Woodbury)


Asm Capital Advisors, LLC is a large advisory firm based in Woodbury. It manages $70 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Asm Capital Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Asm Capital Advisors: assets under management

The assets under management (AUM) of Asm Capital Advisors, LLC is $70 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $70 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $23.33 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Asm Capital Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Asm Capital Advisors, LLC

Asm Capital Advisors, LLC is owned by Scott A Friedman. Douglas Mathew Wolfe joined the executive team most recently as the Chief Compliance Officer And General Counsel.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Scott A Friedman Owner 1 Jan 2000 Other 2576626
Jag Partners Owner 1 Jan 2000 Other 133999645
Adam Scott Moskowitz Managing member 1 Jan 2000 75% - 100% 5076346
Seth Corey Moskowitz Senior vice president 1 Feb 2001 Other 5074034
Michael Bruce Knowles Chief operations officer 1 Nov 2003 Other 5075614
Douglas Mathew Wolfe Chief compliance officer and general counsel 1 Jul 2004 Other 5074060

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Gary A Podell Owner 1 Jul 1999 50% - 75% 5075687
John A Porges Owner 1 Jul 1999 50% - 75% 5075700

Based in Woodbury

The principal office where Asm Capital Advisors, LLC performs its advisory services is located at 7600 Jericho Turnpike, Woodbury, NY 11797 1705, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-224-6040 or by fax 516-224-6049. The normal business hours are 8:45am -6pm on Monday - Friday.