Branson Fowlkes & Co Inc (Houston)


Branson Fowlkes & Co Inc is a large advisory firm based in Houston. It manages $240.41 million of regulatory assets for 1,025 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Louisiana and Texas.

Branson Fowlkes & provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Branson Fowlkes &: assets under management

The assets under management (AUM) of Branson Fowlkes & Co Inc is $240.41 million. The firm's AUM has grown by 241% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $204.89 million in discretionary accounts and $35.51 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $241.05 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $202.94 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 68% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 18% of the firm’s portfolio. Investments in exchange traded securities form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Branson Fowlkes & Co Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jay Wallace Branson serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jay Wallace Branson is high net worth individuals with 150 clients and $196.91 million of assets under management. Among the 7 most similar advisory firms, Branson Fowlkes & has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $240.41 million for 200 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Branson Fowlkes & doesn't advise any private funds.

Careers at Branson Fowlkes & Co Inc

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jay Wallace Branson has been acting as President since 1 Jul 1990. Maco Stewart Fowlkes joined the executive team most recently as the Vice President, Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jay Wallace Branson President 1 Jul 1990 50% - 75% 1012011
Maco Stewart Fowlkes Vice president, secretary 1 Jul 1990 50% - 75% 1552712
Jay Wallace Branson Chief compliance officer 1 Jan 2003 50% - 75% 1012011

Based in Houston

The principal office where Branson Fowlkes & Co Inc performs its advisory services is located at 19 Briar Hollow Lane, Houston, TX 77027, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-780-0606 or by fax 713-780-0072. The normal business hours are 8:00-5:00pm. on Monday - Friday. You can find more information about the New York firm at bransonfowlkes.com/.