Frazier Financial Advisors, LLC (Dublin)


Frazier Financial Advisors, LLC is a large advisory firm based in Dublin. It manages $309.59 million of regulatory assets for 1,518 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Ohio, Pennsylvania, and Texas.

Frazier Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Frazier Financial Advisors: assets under management

The assets under management (AUM) of Frazier Financial Advisors, LLC is $309.59 million. The firm's AUM has grown by 138% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $262.94 million in discretionary accounts and $46.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $315.18 thousand.
Frazier Financial Advisors has custody of $90 million in cash and securities for 160 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio. Investments in exchange traded securities form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frazier Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Frazier Financial Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Frazier Financial Advisors is high net worth individuals with 87 clients and $186.33 million of assets under management. Among the 8 most similar advisory firms, Frazier Financial Advisors has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $286.2 million for 354 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Frazier Financial Advisors doesn't advise any private funds.

Careers at Frazier Financial Advisors, LLC

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joshua James Frazier has served as the Chief Investment Officer since 1 Jan 2016. Benjamin Monroe Foor joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Arthur Frazier Managing director / chief compliance officer 1 Oct 1995 75% - 100% 1761514
Joshua James Frazier Chief investment officer 1 Jan 2016 Other 5704259
Andrew Corey Gephart Chief financial officer 1 Jan 2016 Other 6751895
Benjamin Monroe Foor Chief compliance officer 1 Jul 2018 Other 6246891

Based in Dublin

The principal office where Frazier Financial Advisors, LLC performs its advisory services is located at 6300 Frantz Road, Dublin, OH 43017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-793-8297 or by fax 614-793-8299. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at frazierfinancial.com.