Nbgi Asset Management Inc. (New York)


Nbgi Asset Management Inc. is a large advisory firm based in New York. It manages $204.08 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and New York.

Nbgi Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nbgi Asset Management: assets under management

The assets under management (AUM) of Nbgi Asset Management Inc. is $204.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 141% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $204.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.27 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nbgi Asset Management Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nbgi Asset Management Inc.

Pavlos C St Stellakis has been acting as President since 1 Jul 2000. Mark David Klein joined the executive team most recently as the President, Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Pavlos C St Stellakis Chairman 1 Jul 2000 Other 4252739
Mark David Klein President, ceo 1 Jul 2000 Other 1783756
George Raymond Schinkel Cfo, director 1 Jul 2000 Other 1752649
Nbgi International Inc. Holding company 1 Jul 2000 75% - 100% 13-4124042

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Nbg International Limited Foreign broker/dealer 1 Jul 2000 75% - 100% foreign
National Bank Of Greece Foreign parent 1 Jul 2000 75% - 100% foreign

Based in New York

The principal office where Nbgi Asset Management Inc. performs its advisory services is located at 960 Ave Of The Americas (10 Th Fl), New York, NY 10001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-218-4800 or by fax 212-218-4899. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at newbrookcap.com.