Harbour Group Industries, Inc. (St. Louis)


Harbour Group Industries, Inc. is a large advisory firm based in St. Louis. It manages $1.07 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Missouri.

Harbour Group Industries provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harbour Group Industries: assets under management

The assets under management (AUM) of Harbour Group Industries, Inc. is $1.07 billion. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.06 billion in discretionary accounts and $8.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $352.59 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $8.3 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harbour Group Industries, Inc. for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Gregory Alan Fox serves?

The only and largest group of clients of Gregory Alan Fox is pooled investment vehicles with 4 clients and $1.07 billion of assets under management. Among the 7 most similar advisory firms, Harbour Group Industries has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.07 billion for 4 clients. None of the firm’s clients are foreign persons or businesses.

Harbour Group Industries also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Harbour Group Industries, Inc.

The company employs 29 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Harbour Group Industries, Inc. is owned by Sam Fox. Gregory Alan Fox has been acting as President since 1 Dec 2006. Mark D Leeker joined the executive team most recently as the Senior Vice President Of Corporate Development.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Sam Fox Director/chairman of the board/owner 1 Aug 1982 75% - 100% 6025284
Mark D Leeker Vp of corporate development 1 Aug 1998 Other 1854073
Jackson Clay Hunter Vp of corporate development 1 Nov 2003 Other 3093020
Jeffrey L Fox Director and chief executive officer 1 Dec 2006 Other 1709964
Gregory Alan Fox Director/group president 1 Dec 2006 Other 6022857
Steven Mitchell Fox Director/vice president of corporate development and secretary 1 Dec 2006 Other 6022858
Samuel Austin Hamacher President 1 Jun 2007 Other 6022859
Gary Donald Beinke Assistant treasurer 1 Jun 2007 Other 6022866
David Vincent Arnold Assistant secretary 1 Jun 2007 Other 6022868
Donald Eugene Nickelson Vice president 1 Jun 2007 Other 347831
Michael Phillip Santoni Chief financial officer, chief compliance officer and treasurer 1 Jun 2009 Other 6022041
Mark D Leeker Senior vice president of corporate development 1 Jan 2012 Other 1854073

Based in St. Louis

The principal office where Harbour Group Industries, Inc. performs its advisory services is located at 7733 Forsyth Blvd, 23 Rd Floor, St. Louis, MO 63105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-727-5550 or by fax 314-862-1820. The normal business hours are 8 am to 5:30 pm central time on Monday - Friday. You can find more information about the New York firm at harbourgroup.com.