Total Wealth Planning, LLC is a large advisory firm based in Cincinnati. It manages $444.67 million of regulatory assets for 1,585 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Florida, Illinois, and 5 other states.
Total Wealth Planning provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Total Wealth Planning, LLC is $444.67 million. The firm's AUM has grown by 24% since the beginning of its operation, and $2.2 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Total Wealth Planning, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Total Wealth Planning is high net worth individuals with 165 clients and $336.56 million of assets under management. Among the 9 most similar advisory firms, Total Wealth Planning has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $426.05 million for 406 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Total Wealth Planning doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Total Wealth Planning, LLC performs its advisory services is located at 4665 Cornell Rd., Cincinnati, OH 45241, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 513-984-6696 or by fax 513-984-9270. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at twpteam.com/.